
1. The use of detention
against asylum seekers is, in the view of UNHCR, inherentlv undesirable. This
is even more so in the case of vulnerable groups such as single women children
unaccompanied minors and those with special medical or psychological needs.
2. Of key significance to the
issue of detention is Article 31 of the 1951 Convention. Article 31
exempts refugees coming directly from a country of persecution from being
punished on account of their illegal entry or presence, provided they present
themselves without delay to the authorities and show good cause for their
illegal entry or presence. The Article also provides that Contracting States
shall not apply to the movements of such refugees restrictions other than those
which are necessary and that any restrictions shall only be applied until their
status is regularized or they obtain admission into another country.
3. It follows from this
Article that detention should only be resorted to in cases of necessitv. The
detention of asylum seekers who come "directly" in an irregular
manner should, therefore, not be automatic, nor should it be unduly prolonged.
The reason for this is that once their claims have been examined they may prove
to be refugees entitled to benefit from Article 3 1. Conclusion No. 44 (XDDCVH)
of the Executive Committee on the Detention of Refugees and Asylum Seekers sets
the standard in more concrete terms of what is meant by the term "necessary".
lt also provides guidelines to States on the use of detention, and
recommendations as to certain procedural guarantees to which detainees should
be entitled.
4. The term "coming
directly" covers the situation of a person who enters the country in
which asylum is sought directly from the country of origin, or from another
country where his protection could not be assured. lt is clear from the travaux
préparatoires, however, that the term also covers a person who transits an
intermediate country for a short time without having applied for or received
asylum there. The drafters of the Convention introduced the term "coming
directly" not to exclude those who had transited another country, but
rather to exclude those who "had settled temporarly" in one country,
from freely entering another (travaux préparatoires A/CONF.2/SR 14 p. 10). No
strict time limit can be applied to the concept "coming directly",
and each case will have to be judged on its merits. The issue of "coming
directly" is also related to the problem of identifying the country
responsible for examining an asylum request and granting adequate and effective
protection.
5. Given the special
situation of a refugee, in particular the frequent fear of auth other problems, lack of
information and general insecurity, and the fact that these and circumstances
may vary enormously from one refugee to another, there is no time limit which
can be mechanically applied associated with the term "without
delay" [a condition foreseen in
Article 3 1 (I)]. Along with the term " good
cause" [another condition foreseen in Article 31 (I)],
it must take into account all of the circumstances under which the asylum
seeker fled (e.g. having no time for immigration formalities).
S. The term "asylum
seeker" throughout the survey and these guidelines also includes
individuals who have been rejected from the refugee status determination
procedure on purely formal grounds (for example pursuant to the
application of the safe third country concept) or on substantive grounds with
which UNHCR would not concur (such as in case of persecution by non-State
agents). In the absence of an examination of the merits of the case in a fair
and efficient asylum procedure or when the rejection after substantive
examination of the claim is not in conformity with UNHCR doctrine, such
rejected asylum seekers continue to be of concern to UNHCI;L These guidelines
do not, however, relate to "rejected asylum seekers stricto sensu",
that is, persons who, after due consideration of their claims to asylum in fair
procedures (satisfactory procedural safeguards as well as an interpretation of
the refugee definition in conformity with UNHCR standards), are found not to
qualify for refugee status on the basis of the criteria laid down in the 1951
Convention, nor to be in need of international protection on other grounds, and
who are not authorized to stay in the country concerned for other compelling
humanitarian reasons.
These Guidelines apply to all
asylum seekers who are in detention or in detention-like situations. They apply
to all persons who are confines within a narrowly bounded or restricted
location, including prisons, closed camps, detention facilities or airport
transit zones, where the only opportunity to leave this limited area is to
leave the territory.[1]
Persons who are subject to
limitations on domicile and residency are not general considered to be in
detention.
When considering whether an
asylum seeker is in detention, the cumulative impact of the restrictions as
well as the degree and intensity of each one should also be assessed.
The right to liberty is a
fundamental right, recognized in all the major human rights instruments both at
global and regional levels. The right to seek asylum is, equally, recognized as
a basic human right. The act of seeking asylum can therefore not be considered
an offence or a crime. Consideration should be given to the fact that asylum
seekers may already have suffered some form of persecution or other hardship in
their country of origin and should be protected against any form of harsh
treatment.
As a general rule, asylum
seekers should not be detained.
The position of asylum
seekers differs fundamentally from that of the ordinary alien and this element
should be taken into account in determining any measures of punishment or
detention based on ilIegal presence or entry. Reference is made to the
provisions of Article 14 of the Universal Declaration of Human Rights, which
grants all individuals the right to seek and enjoy asylum and Article 31 of the
1951 Convention which exempts refugees from penalties for illegal presence or
entry when "coming directly" from a territory where their life or
freedom was threatened. There is consensus that Article 31 should not be
applied restrictively.[2]
Detention of asylum seekers
may exceptionally be resorted to, if it is clearly prescribes by a national law
which is in conformity -with general norms and principles of international
human rights law.[3]
The permissible exceptions to
the general rule that detention should normally be avoided must be prescribes
by law. In such cases, detention of asylum seekers may only be resorted to, if
necessary, in order:
(i) to
verify identity;
(ii)
to
determine the elements on which the claim for refugee status or asylum is
based;
(iii)
to
deal with cases where refugees or asylum seekers have destroyed their travel
and/or identity documents or have used fraudulent documents in order to mislead
the authorities of the State, in which they intend to claim asylum; [4]
or
(iv)
to
protect national security or public order.
Where detention of asylum
seekers is considered necessary it should only be imposed where it is
reasonable to do so and without discrimination. lt should be proportional to
the ends to be achieved (i.e. to ensure one of the above purposes) and for a
minimal period.[5]
Where there are monitoring
mechanisms which can be employed as viable alternatives to detention (such as
reporting obligations or guarantor requirements), these should be applied first
unless there is evidence to suggest that such an alternative will not be
effective.
Detention of asylum seekers which is applied for any other purpose, for example, as part of a policy to deter future asylum seekers, is contrary to the principles of international protection.[6]
Under no circumstances should
detention be used as a punitive or disciplinary measure for failure to comply
with administrative requirements or breach of reception centre, refugee camp or
other institutional restrictions.
Escape from detention should
not lead to automatic discontinuance of the asylum procedure, nor to return to
the country of origin, having regard to the principle of non-refoulement.[7]
Guideline 4.- Procedural
Safeguards[8]
Upon detention, asylum
seekers should be entitled to the following minimum procedural guarantees:
(i)
the
right to be informed of the reasons for detention and of the rights in
connection thereto, in a language and in terms which they understand;
(ii)
the
right to challenge the lawfulness of the deprivation of liberty promptly before
a competent, independent and impartial authority, where the individual may
present his arguments either personally or through a representative. Such a
right should extend to all aspects of the legality of the case and act simply
to the lawful exercise by the executive of the discretion to detain. To this
end, he should receive legal assistance. Moreover, there should be a
possibility of a periodic review.
(iii)
the
right to contact the local UNHCR Office, available national refugee or other
agencies and a lawyer. The means to make such contact should be made available.
In accordance with the General Rule stated at Guideline 2 and the UNHCR Guidelines on Refugee Children, minors who are asylum seekers should not be detained.
However if States do detain
children, this should, in accordance with Article 37 of the Convention on the
Rights of the Child be as a measure of last resort, for the shortest
appropriate period of time and in accordance with the exceptions stated at
Guideline 3.
Particular reference is made
to:
lf children who are asylum
seekers are detained in airports, immigration-holding centres or prisons, they
must not be held under prison-like conditions. M efforts must be made to have
them released from detention and placed in other accommodation. lf this proves
impossible, special arrangements must be made for living quarters which are
suitable for children and their families.
During detention, children
have the right to education which should optimally take place outside the
detention premises in order to facilitate the continuance of their education
upon release. Under the UN Rules for Juveniles Deprived of their Liberty,
States are required to provide special education programmes to children of
foreign origin with particular cultural or ethnic needs.
Children who are detained
benefit from the same minimum procedural guarantees (listed at Guideline 4) as
adults. In addition, unaccompanied minors should be appointed a legal guardian.
Guideline 6: Conditions of Detention[10]
Conditions of detention for asylum seekers should be humane with respect for the inherent dignity of the person. They should be prescribed by law.
Reference is made to the
applicable norms and principles of international law and standards on the
treatment of such persons. Of
particular relevance are the UN Standard Minimum Rules for the Treatment of
Prisoners of 1955, the UN Body of Principles for the Protection of All Persons
under any form of Detention or Imprisonment of 1990, the UN Rules for the
Protection of Juveniles Deprived of their Liberty and the European Prison
Rules.
The following points in
particular should be emphasized:
(i)
the
segregation within facilities of;
men and women,
and
children from
adults (unless these adults are relatives);
and asylum
seekers from convicted criminals;
(ii)
the
possibility regularly to contact and receive visits from friends, relatives and
legal counsel;
(iii)
the
possibility to receive appropriate medical treatment and to conduct some form
of physical exercise; and
(iv)
the
possibility to continue further education or vocational training.
It is also recommended that
certain vulnerable categories such as pregnant women, nursing mothers,
children, the aged, the sick and handicapped should benefit from special
measures which take into account their particular needs whilst in detention.
[1] This definition is based on the Note of the
Sub-Committee of the Whole on International Protection of 1986 (37th.
Session EC/SCP/44 Paragraph 25) which defined detention to mean “confinement in
prison, closed camp or other restricted area, on the assumption that there is a
qualitative difference between detention and other restrictions on freedom of
movement”.
Although the
concept of “detention” is not defined
in EXCOM Conclusion No. 44, it is
stated in the 1988 Note on International Protection (39th. Session
A/AC.96/713) that the Conclusion is of direct relevance to situations other
than detention in prisions.
[2] Article 31 of the 1951 Convention; for further
reference and interpretation see above introductory notes to the UNHCR
Guidelines.
EXCOM Conclusion
NO. 22 (XXXII) Paragraph II B 2(a)
EXCOM Conclusion
NO. 44 (XXXVII) Paragraph (d)
Note on
International Protection 1987 Paragraph 16
Sub-Committee of the Whole on International Protection EC/SCP 4 and EC/SCP 44 1986 Paragraph 31
[3] Article 9(I) International Convenant on Civil
and Political Rights (“ICCPR”)
Article 37(b) UN
Convention on the Rights of the Child (“CRC”)
Article 5(1)(f)
European Convention for the Protection of Human Rights (“ECHR”)
Article 7(3)
American Convention on Human Rights 1969 (“American Convention”)
Article 6
African.Charter on Human and People´s Rights (“African Center”)
EXCOM
Conclusions No. 44 (XXXVII)
[4] EXCMO. Conclusión No. 44 (XXXVII)
Detention for
the purpose of a preliminary interview to determine the elements of the refugee
status or asylum claim is not the same as detention of a person for the entire
duration of a prolonged asylum procedure, which the Conclusion does not
endorse. As regards asylum seekers
using fraudulent documents or traveling with to mislead the authorities. Thus, asylum seekers who arrive without
documentation because they were unable to obtain any in their country or
origin, should not be detained solely for that reason (see Note on
International Protection, A/AC.96/713 para 19, 15 August 1988).
[5] Article 9(1) ICCPR
Article 37(b)
CRC
Article 5(1)(f)
ECHR
Article 7(3)
American Convention
Article 6
African Charter
EXCOM Conclusion
No. 44 (XXXVII)
[6] Sub-Committee of the Whole on International
Protection Note EC/ECP/44 Paragraph 51 (c)
[7] Sub-Committee of the Whole on International
Protection Note EC/SCP/44 Paragraph 41
[8] Article 9(2) and (4) ICCPR
Article 37(d)
CRC
Article 5(2) and
(4) ECHR
Article 7(1)
African Charter
Article 7(4) and
(5) American Convention
EXCOM
Conclusion No. 44 (XXXVII)
UN Standard
Minimum Rules for the Treatment of Prisioners 1955
UN Body of Principles for the Protection of All Persons under Any Form of Detention or Imprionment 1990
[9] CRC Articles 3, 9, 20, 22 and 37
UN Rules for
Juveniles Deprived of their Liberty
UNHCR Guidelines on Refugee Children 1994
[10] Artcile 10(1) ICCPR
UN Standard
Minimum Rules for the Treatment of Prisoners 1955
UN Body of
Principles for the Protection of All Persons under Any Form of Detention or
Imprisonment 1990
UN Rules for
Juveniles Deprived of their Liberty 1990
European Prison
Rules 1987